Using the CPS and cpsvote to Understand Voting

# Using the CPS and `cpsvote` to Understand Voting

The Current Population Survey’s Voting and Registration Supplement (CPS VRS), collected in November of every federal election year since 1964, is an important source to understand many aspects of the American elections system. Because of its relative stability over time, large sample sizes, and quality of administration, the CPS is a uniquely valuable data resource to estimate voter turnout in the United States, in individual states and regions, and among key demographic groups. The CPS is one of the primary ways we understand voter registration, voter turnout, and use of different modes of voting (Election Day, Early In-Person, By Mail) in the United States since 1996.

This vignette focuses on how the `cpsvote` package provides a simple avenue to examine voter turnout and mode of voting. The vignette includes detailed documentation of how the CPS codes voter turnout and mode of voting, and documents the key data transformation decisions made in the package that will allow easier comparison across years. The vignette documents non-response bias in the CPS and how an alternative post-stratification weight can be applied to adjust for this bias. Finally, the vignette includes a series of examples of tables and visualizations of voting turnout and use of different modes of voting that illustrate some uses of `cpsvote`.

The vignette is organized into the following sections:

1. Overview: How `cpsvote` Helps Resolve Challenges in Using the CPS to Study Voting Behavior
2. Voter Turnout in the CPS
3. Example: Estimating Voter Turnout in 2016
4. Example: Estimating Turnout Within Racial Groups
5. Example: A Simple Map of Voter Turnout by State
6. Vote Mode in the CPS: Election Day, Early In-Person, and Absentee/Voting by Mail
7. Example: Growth in Alternative Voting Modes
8. Example: Growth in Vote By Mail Concentrated in the West
9. Example: Mapping Alternative Methods of Voting

## Overview: How `cpsvote` Helps Resolve Challenges in Using the CPS to Study Voting Behavior

There are three major challenges in using the CPS VRS for estimating voter turnout and mode of voting.

The first is an idiosyncratic coding method that the Census has used to code voter turnout which needs to be understood by the user, or else basic descriptive statistics will not match those reported by the Census in its documentation and reports. `cpsvote` creates two summary columns, `cps_turnout` and `hurachen_turnout`, that help resolve this coding decision.

Second, and related, is a more complicated methodological issue that involves changes in the rate of non-response (and resulting biases in the CPS’s turnout estimates), which have grown over time. The appropriate Census recodes and statistical adjustments for non-response bias are automated by the package. `cpsvote` computes a new survey weight, `turnout_weight`, that adjusts for these biases.

Third, the CPS changed the way that it asked about mode of voting, using a single question from 1996-2002 and two questions from 2004 to present. `cpsvote` creates a consolidated variable, `VRS_VOTEMETHOD_CON`, that codes for Election Day, Early In-Person, and Voting By Mail from 1996-2018.

## Voter Turnout in the CPS

The CPS has long used an “idiosyncratic” coding rule for reporting turnout, derived from the answer to question “PES1” since 1996 (in 1994, the question was labeled “PES3”). The coding rule is not clear from the CPS documentation, and without making the appropriate data transformations, any turnout estimates that are produced will not match those in official Census communications.

In short, the Census chose to code three categories of nonresponse as nonvoters: “Don’t Know”, “Refused”, and “No Response”. The rule was carefully documented by two scholars, Aram Hur and Christopher Achen, in a 2013 article titled “Coding Voter Turnout Responses in the Current Population Survey”. See `vignettes("background")` for more details.

Because some users of the `cpsvote` package may not be able to access this article, we reproduce the critical section from Hur and Achen (2013) that describes the coding choices below:

> In its official reports, however, the CPS does not follow the conventional academic coding rules for turnout responses. Instead, it treats Don’t Know, Refused, and No Response as indicating that the respondent did not vote… The Census Bureau’s decision to count the No Response individuals as nonvoters is consequential. No Response alone makes up 11.2 percent of the 2008 sample. Coding all of them, plus Don’t Know and Refused, as nonvoters reduces the estimated turnout rate by nearly 10 percentage points, cancelling most of the 12-point overreport in the original data.

Hur and Achen recommend coding the variable according to a scheme familiar to more academics, where these nonresponse categories are deleted listwise (considered `NA`) rather than counted as nonvoters. The function `cps_recode_vote` will create columns with these two different turnout codings.

The `cpsvote` package applies these two coding schemes to create two new columns, `cps_turnout` and `hurachen_turnout`.

A related problem with the CPS turnout estimate, documented carefully by Professor Michael McDonald in a 2014 working paper and at the United States Elections Project’s CPS Over-Report and Non-Response Bias Correction page is that, over time, two biases have crept into the CPS: one from increasing non-response rates, the second from over-reports of turnout (Michael McDonald, 2014, “What’s Wrong with the CPS?”, paper presented at the Annual Meeting of the American Political Science Association).

From the Hur and Achen (2013) abstract:

> “The Voting and Registration Supplement to the Current Population Survey (CPS) employs a large sample size and has a very high response rate, and thus is often regarded as the gold standard among turnout surveys. In 2008, however, the CPS inaccurately estimated that presidential turnout had undergone a small decrease from 2004. We show that growing nonresponse plus a long-standing but idiosyncratic Census coding decision was responsible. We suggest that to cope with nonresponse and overreporting, users of the Voting Supplement sample should weight it to reflect actual state vote counts.”

Hur and Achen suggest a complex post-stratification adjustment to the data that will adjust for these biases:

> We recommend dropping all categories of missing turnout response, and then poststratifying the remaining CPS sample so that the survey turnout rate in each state matches the corresponding state VEP turnout.

Professor Michael McDonald of the University of Florida helpfully provides guidance on this more complex procedure. Commentary, Guidelines, and Stata Code is available at the US Elections website. We have adapted this code for `R` and have integrated it into the `cpsvote` package in the function `cps_reweight_turnout()`.

The Hur and Achen corrections have been integrated into the `cpsvote` package.

## Example: Estimating Voter Turnout in 2016

    library(cpsvote)
    library(srvyr)
    library(dplyr)

    cps16 <- cps_load_basic(years = 2016, datadir = here::here('cps_data'))

    # unweighted, using the census turnout coding
    cps16_unweighted <- cps16 %>%
      summarize(type = "Unweighted",
                turnout = mean(cps_turnout == "YES", na.rm = TRUE))

    # weighted, using the original weights and census turnout coding
    cps16_censusweight <- cps16 %>%
      as_survey_design(weights = WEIGHT) %>%
      summarize(turnout = survey_mean(cps_turnout == "YES", na.rm = TRUE)) %>%
      mutate(type = "Census")

    # weighted, using the modified weights and hur-achen turnout coding
    cps16_hurachenweight <- cps16 %>%
      as_survey_design(weights = turnout_weight) %>%
      summarize(turnout = survey_mean(hurachen_turnout == "YES", na.rm = TRUE)) %>%
      mutate(type = "Hur & Achen")

    turnout_estimates <- bind_rows(cps16_unweighted,
                                   cps16_censusweight,
                                   cps16_hurachenweight) %>%
      transmute('Method' = type,
                'Turnout Estimate' = scales::percent(turnout, .1))

    knitr::kable(turnout_estimates)

This table shows the slight overestimate of turnout using the Census method, because it fails to account for growing non-response bias.

## Example: Estimating Turnout Within Racial Groups

The advantage of using the `srvyr` syntax is illustrated in this example. We can use the `filter` and `group_by` commands directly in a single command set below, because `srvyr` works behind the scenes to create the correct `survey` commands. If you were using `survey`, you could not pipe the results directly into `ggplot`, but would have had to create an intermediate data frame.

    cps16 %>%
      as_survey_design(weights = turnout_weight) %>%
      filter(RACE %in% c("WHITE", "BLACK", "AMERICAN INDIAN OR ALASKA NATIVE",
                         "ASIAN, PACIFIC ISLANDER, OR NATIVE HAWAIIAN")) %>%
      group_by(RACE) %>%
      summarize(turnout = survey_mean(hurachen_turnout == "YES", na.rm = TRUE)) %>%
      ggplot(aes(x = RACE, y = turnout)) +
      geom_col() +
      scale_x_discrete(labels = c("WHITE"= "White",
                                  "BLACK" = "Black",
                                  "AMERICAN INDIAN OR ALASKA NATIVE" = "AI/AN",
                                  "ASIAN, PACIFIC ISLANDER, OR NATIVE HAWAIIAN" = "A/PI")) +
      scale_y_continuous(labels = scales::percent) +
      labs(x = "", y = "Turnout", title = "Turnout among Eligible Voters by Race, 2016") +
      theme_bw()

## Example: A Simple Map of Voter Turnout by State

Here we use the `usmap` package to provide a quick look at voter turnout in 2016 across the 50 states.

    library(usmap)

    cps16 %>%
      as_survey_design(weights = turnout_weight) %>%
      mutate(state = STATE) %>% # necessary column name for plot_usmap
      group_by(state) %>%
      summarize(turnout = survey_mean(hurachen_turnout == "YES", na.rm = TRUE)) %>%
      plot_usmap(data = ., values = "turnout", color = "black", size = 0.1) +
      scale_fill_continuous(low = "white", high = "blue", name = "Turnout Rate",
                            labels = scales::percent_format(accuracy = 1)) +
      theme(legend.position = "right") + labs(title = "Voter Turnout in the United States, 2016")

## Vote Mode in the CPS: Election Day, Early In-Person, and Absentee/Voting by Mail

Capturing the difference between casting an in-person ballot on Election Day, an in-person ballot early at a designated location, and a ballot cast “by mail” (either absentee or in full vote-by-mail states) is difficult given the various ways that states allow for a ballot to be cast. For instance, if a state allows you to appear at a county office before or on Election Day, request an absentee ballot, and complete and submit it at that time, is that voting “in person” or “by mail”?

We will put aside these complexities to discuss how the CPS has captured this voting activity, what is called the “mode of voting”, over time. There is one major change to pay attention to. From 1996-2002, the CPS asked a single question (PES4), that included the options “In person on election day,” “In person before election day”, and “Voted by mail (absentee).” Starting in 2004 and continuing through the present, the CPS started to ask about the time that a respondent cast their ballot (PES5: “On Election Day”, “Before Election Day”) and the method by which the ballot was cast (PES6: “In Person”, “By Mail”).

The table below provides an overview of these coding decisions:

`cpsvote` Output | Census Input
|  | 2004-present |  | 1996 - 2002
VRS_VOTEMETHOD_CON | PES5 | PES6 | PES4
Election Day | In Person | Election day | In person on election day
Early | In Person | Before Election Day | In person before election day
By Mail | By Mail | Election Day, Before Election Day | Voted by mail (absentee)

The `cpsvote` package creates a column labeled `VRS_VOTEMETHOD_CON` (vote method “consolidated”) that can be used to compare the use of Election Day, Early In-Person, and Absentee/Voting By Mail across states and over years. From 1996-2002, `cpsvote` uses the values in PES4. From 2004 to the present, the answers to PES5 and PES6 are combined to create a three category vote mode variable (“Election Day”, “Early”, “By Mail”). The package assumes that an answer of “By Mail” counts as absentee/voting by mail, regardless of “when” the respondent said the ballot was cast.

## Example: Growth in Alternative Voting Modes

The use of early in-person voting and voting by mail has grown enormously in the past quarter century, with distinct regional patterns to the use of different modes of voting. In the code below, we first create a column labeled `census_region` that will allow us to make regional comparisons, and apply the survey weights to `cps_allyears_10k`, the 10,000 row random sample of the CPS included with `cpsvote`.

    cps_region <-  cps_allyears_10k %>%
      # since this is only among voters, either weight can be used equivalently
      as_survey_design(weights = turnout_weight) %>%
      mutate(census_region = case_when(
        STATE %in% c("ME", "NH", "VT", "MA", "CT",
                     "RI", "NY", "PA", "NJ") ~ "Northeast",
        STATE %in% c("ME", "DE", "WV", "DC", "VA",
                     "NC", "SC", "GA", "FL", "KY",
                     "TN", "MS", "AL", "OK", "AR",
                     "LA", "TX") ~ "South",
        STATE %in% c("WI", "MI", "IL", "IN", "OH",
                     "ND", "MN", "SD", "IA", "NE",
                     "MO", "KS") ~ "Midwest",
        STATE %in% c("MT", "ID", "WY", "NV", "UT",
                     "CO", "AZ", "NM", "WA", "OR",
                     "CA", "AK", "HI") ~ "West"
        )
    )

The first visualization shows the growth of voting outside of Election Day, which began in the late 1970s and accelerated after 2000.

    cps_region %>%
      filter(YEAR > 1994 & !is.na(VRS_VOTEMETHOD_CON)) %>%
      group_by(YEAR, VRS_VOTEMETHOD_CON) %>%
      summarize(value = survey_mean(na.rm = TRUE)) %>%
      ggplot(aes(x = YEAR, y = value, col = VRS_VOTEMETHOD_CON, group = VRS_VOTEMETHOD_CON)) +
      geom_line(size = 1.5) +
      geom_point(aes(x = YEAR, y = value, color = VRS_VOTEMETHOD_CON), size = 2) +
      scale_x_continuous(breaks = seq(1996, 2018, by = 2)) +
      scale_y_continuous(labels = scales::percent) +
      labs(title = "The Growth of Early Voting, 1996 - 2018",
           subtitle = "Source: Current Population Survey, Voting and Registration Supplement",
           color = "Mode of Voting",
           y = "",
           x = "") +
      theme_minimal() +
      theme(plot.title = element_text(size = 20, family = "Times",
                                      face = "bold.italic", colour = "red"),
            legend.background = element_rect(),
            legend.title = element_text(size = 8, face = "bold"),
            legend.text = element_text(size = 6))

## Example: Growth in Vote By Mail Concentrated in the West

Absentee/Voting By Mail has been most popular among voters in the Western US. This distinct regional pattern is displayed in the next visualization. By the 2016 election, 70% of ballots were cast by mail in the West, compared to under 20% in the rest of the country.

    cps_region %>%
      filter(YEAR > 1994 &  !is.na(VRS_VOTEMETHOD_CON) & !is.na(census_region)) %>%
      group_by(YEAR, census_region) %>%
      summarize(value = survey_mean(VRS_VOTEMETHOD_CON == "BY MAIL", na.rm = TRUE)) %>%
      ggplot(aes(x = YEAR, y = value, col = census_region, group = census_region)) +
      geom_line(size = 1.5) +
      geom_point(aes(x = YEAR, y = value, color = census_region), size = 2) +
      theme_minimal() +
      scale_x_continuous(breaks = seq(1996, 2018, by = 2)) +
      scale_y_continuous(labels = scales::percent) +
      labs(title = "Regional Use of Vote At Home, 1996 - 2018",
           subtitle = "Source: Current Population Survey, Voting and Registration Supplement",
           color = "Region") +
      theme(plot.title = element_text(size = 20, family = "Times",
                                      face = "bold.italic", colour = "red"),
            legend.background = element_rect(),
            legend.title = element_text(size = 8, face = "bold"),
            legend.text = element_text(size = 6)) +
      ylab("") + xlab("")

## Example: Mapping Alternative Methods of Voting

The next three maps display the great diversity across the 50 states in the use of Election Day voting (most popular in the Northeast and some areas of the Midwest and South); Early In-Person voting (most popular in Nevada, New Mexico, and several Southern states); and Absentee/Voting By Mail (most popular in the West, where Colorado, Oregon, and Washington all have full vote-by-mail elections).

    map_data <- cps16 %>%
      as_survey_design(weights = turnout_weight) %>%
      filter(!is.na(STATE), !is.na(VRS_VOTEMETHOD_CON)) %>%
      mutate(state = STATE) %>% # necessary column name for plot_usmap
      group_by(state, VRS_VOTEMETHOD_CON) %>%
      summarize(value = survey_mean(na.rm = TRUE))

    map_data %>%
      filter(VRS_VOTEMETHOD_CON == "ELECTION DAY") %>%
      plot_usmap(data = ., values = "value", color = "black", size = 0.1) +
      theme(legend.position = "top") +
      scale_fill_gradient(low = "lavender", high = "purple", na.value = NA,
                          name = "Election Day Voting Usage (2016)",
                          labels = scales::percent)

    map_data %>%
      filter(VRS_VOTEMETHOD_CON == "EARLY") %>%
      plot_usmap(data = ., values = "value", color = "black", size = 0.1) +
      theme(legend.position = "top") +
      scale_fill_gradient(low = "yellow", high = "red", na.value = NA,
                          name = "Early In Person Voting Usage (2016)",
                          labels = scales::percent)

    map_data %>%
      filter(VRS_VOTEMETHOD_CON == "BY MAIL") %>%
      plot_usmap(data = ., values = "value", color = "white", size = 0.1) +
      theme(legend.position = "top") +
      scale_fill_gradient(low = "sky blue", high = "navy", na.value = NA,
                          name = "Mail Voting Usage (2016)",
                          labels = scales::percent)